The chart below identifies the Certificate of Compliance and Deposit requirements for each Uniform State. A link to the Application instructions for Expansion Application, Section II, Filing Requirement Item 4; and Expansion Application, Section II, Filing Requirement Item 8 and Corporate Amendment Application Sections I and V, Filing Requirement Item 6 and Section III, Filing Requirements Item 5; Corporate Amendment Application, Section I, Filing Requirement Item 9 are provided.
The UCAA suggests that the date of issuance of the Certificate of Deposit and Certificate of Compliance be no more than 6 months from the date the applicant files the application.
Last Update: 10/31/2023
Updates to the information will be noted with a "*" next to the state name and edits will be italicized and bolded.
| State | Current Date of Certification | Requirements |
|---|---|---|
| AL | 6 months from Date of Application. | |
| AK | As of date of last Annual Statement. | Accepts certificates through the electronic UCAA Processed/Scanned |
| AR | 6 months from Date of Application. | |
| AZ | 6 months from Date of Application. | |
| CA | 1 Year. | |
| CO | 1 Year. | |
| CT | Within 6 months from Date of Application. | |
| DE | 1 Year. | |
| DC | 1 Year. | |
| FL | 6 months from Date of Application. | |
| GA | 6 months from Date of Application. | |
| HI | 6 months from Date of Application. | |
| ID | 6 months from Date of Application. | Yes, Certificate of Compliance and Certificate of Deposit >$1,000,000 for benefit of all policy holders and/or creditors |
| IL | 6 months from Date of Application. | Certificate of Deposit must set forth at least $1,500,000 in securities on deposit for all policyholders and creditors where ever they may be located. Attached to the Certificate of Deposit shall be a listing of such current securities showing maturity dates in the future. 215 ILCS 5/111. |
| IN | 6 months from Date of Application. | Accepts certificates through the Electronic UCAA. |
| IA | As of date of last Annual Statement. | |
| KS | 6 months from Date of Application. | Submit electronically via UCAA certified by domestic state. |
| KY | 6 months from Date of Application. | |
| LA | 6 months from Date of Application. | |
| ME | 6 months from Date of Application. | |
| MD | Most Recent Year End. | |
| MA | 6 months from Date of Application. | |
| MI | 6 months from Date of Application. Certificate of Deposit must include a listing of securities on deposit. | US Treasury Notes/Bonds |
| MN | 6 months from Date of Application. | |
| MS | 6 months from Date of Application. | |
| MO | 6 months from Date of Application. | |
| MT | Most Recent Year End. | |
| NE | 6 months from Date of Application. | A statutory deposit of at least $100,000 with state of domicile or Nebraska. |
| NV | 1 year from Date of Application. | |
| NH | 6 months from Date of Application. | |
| NJ | 6 months from Date of Application. | |
| NM | 6 months from Date of Application. | |
| NY | 1 year from Date of Application. | |
| NC | 6 months from Date of Application. | |
| ND | 6 months from Date of Application. | |
| OH | 6 Months/As Close to Date of Application as Possible. | |
| OK | 6 months from Date of Application. | |
| OR | 6 months from Date of Application. | |
| PA | 1 Year. | |
| PR | Most Recent Year End. Deposited securities that mature must have a current Certificate with a current deposit/security. | |
| RI | 6 months from Date of Application. | |
| SC | 6 months from Date of Application. |
Process fees through UCAA electronic application? No. |
| SD | 6 months from Date of Application. | Process Certificates through the electronic UCAA. |
| TN | Must Provide Current Information on Certificates. |
Process fees through UCAA electronic application? No. |
| TX | Not Required. | |
| UT | 1 Year. | |
| VT | 6 months from Date of Application. | |
| VA | 6 months from Date of Application. | |
| WA | 6 months from Date of Application. | |
| WV | 6 months from Date of Application. | Certificate of Compliance must be accompanied with the most recent Certificate of Authority. |
| WI | No state requirements. Will contact domiciliary state. | |
| WY | 1 Year. |